FINRA’s new rules concerning Residential Supervisory Locations (RSLs) and Remote Inspections are reshaping compliance requirements for firms across the industry.

In our on-demand webinar, compliance experts break down the new FINRA rules, risk-based oversight strategies, and best practices to keep your firm compliant and efficient in 2025 and beyond.

What You’ll Learn:

• Understanding FINRA’s New RSL Rules – Who qualifies, what’s required, and how to stay compliant.
• The Future of Remote Inspections – Insights into FINRA’s three-year pilot program and what it means for your firm.
• Risk-Based Supervision & Best Practices – How firms can implement an effective oversight model.
• Technology’s Role in Compliance – Leveraging digital tools to streamline supervision and documentation.
• Bonus: Get expert insights from former FINRA regulators and top compliance officers who are navigating these changes firsthand.

Watch the Recording Now

Stay compliant, reduce risk, and streamline your oversight processes. Access the full webinar and slide deck today!