Webinar Recording:
Mastering the Supervision of Your Registered Representatives' Online Presence

Download the webinar of Red Oak founder James Cella and his two co-hosts: Susanne Denby, the AVP of Supervision & Suitability at HTK and Matthew Johnson, the Director of Compliance & AML at Kestra Financial. These industry experts dive deep into the evolving responsibilities of supervising representatives in 2025.
Compliance professionals are navigating the rise of new digital marketing strategies, including influencer marketing and affiliate programs, that create tension between marketing innovation and regulatory compliance.
This session explored key regulations, emerging trends, and practical strategies for designing compliant supervisory frameworks.