On April 30, 2025, FINRA will sunset its Web EFT system, requiring firms to transition to the new API for managing information for registered individuals. This shift introduces significant changes for compliance and operations teams.

In this webinar, industry leaders share actionable guidance to help your firm successfully navigate the transition:

• Mike Lubansky, Senior Vice President of Product Management at Red Oak Compliance, provides a historical perspective on registration management and Web EFT.
• Rick Grashel, Co-Founder and Chief Technology Officer at Red Oak Compliance, explains the FINRA API and challenges firms may face.
• Rob Dearman, CEO and Chief Innovation Officer at DCG Insight, discusses industry reactions and common challenges firms are facing.
• Dana Esta, Managing Director of Compliance and AML Officer, shares her firm’s experience with Red Oak’s Registration Management module.

Gain expert insights and learn strategies to ensure your firm stays compliant and ready for the future.

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